Lu, Charles Zhengyao 陸正耀

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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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Filing data

Date of relevant event:	2017-12-22
Awareness date (if later):
Filing date:	2017-12-22
Original filing:	Click here
Shares in issue as filed:	2,172,959,201

Long event

Stated disclosure reason:	Agreement to sell
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	10,000,000
Currency:	HKD
Highest on-exchange price:	6.730
Average on-exchange price:	6.730
Implied total value:	67,300,000
On-exchange settlement date:	2017-12-28
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	6.730	6.840	-1.61%
Average price	6.730	6.729	0.01%
Volume	10,000,000	12,211,938	81.89%
Turnover	67,300,000	82,177,803	81.90%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	640,956,855	640,956,855	0

	Percent of issued
Position	Before	After	Change
Long	29.50%	29.50%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of corporation >=1/3 controlled	270,486,310	0	270,486,310
Interest of spouse	53,723,770	0	53,723,770
Non-discretionary beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.43%	0.00%	0.43%
Interest of corporation >=1/3 controlled	12.45%	0.00%	12.45%
Interest of spouse	2.47%	0.00%	2.47%
Non-discretionary beneficiary of a trust	14.15%	0.00%	14.15%

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