Lu, Charles Zhengyao 陸正耀

• Key data
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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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Filing data

Date of relevant event:	2017-06-12
Awareness date (if later):
Filing date:	2017-06-12
Original filing:	Click here
Shares in issue as filed:	2,279,203,394

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	30,000,000
Currency:	HKD
Highest on-exchange price:	6.760
Average on-exchange price:	6.724
Implied total value:	201,720,000
On-exchange settlement date:	2017-06-14
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	6.760	6.780	-0.29%
Average price	6.724	6.720	0.06%
Volume	30,000,000	35,826,807	83.74%
Turnover	201,720,000	240,756,895	83.79%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	676,956,855	676,956,855	0

	Percent of issued
Position	Before	After	Change
Long	29.70%	29.70%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of child under 18 or spouse	53,723,770	0	53,723,770
Interest of corporation >=1/3 controlled	306,486,310	0	306,486,310
Beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.41%	0.00%	0.41%
Interest of child under 18 or spouse	2.36%	0.00%	2.36%
Interest of corporation >=1/3 controlled	13.45%	0.00%	13.45%
Beneficiary of a trust	13.49%	0.00%	13.49%

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