Lu, Charles Zhengyao 陸正耀

• Key data
• Positions
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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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• CCASS
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Filing data

Date of relevant event:	2017-04-07
Awareness date (if later):
Filing date:	2017-05-26
Original filing:	Click here
Shares in issue as filed:	2,334,384,399

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	1,466,000
Currency:	HKD
Highest on-exchange price:	7.282
Average on-exchange price:	7.282
Implied total value:	10,675,412
On-exchange settlement date:	2017-04-11
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	7.282	7.380	-1.33%
Average price	7.282	7.293	-0.15%
Volume	1,466,000	5,459,420	26.85%
Turnover	10,675,412	39,814,076	26.81%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	686,922,855	686,922,855	0

	Percent of issued
Position	Before	After	Change
Long	29.43%	29.43%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of child under 18 or spouse	53,723,770	0	53,723,770
Interest of corporation >=1/3 controlled	316,452,310	0	316,452,310
Beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.40%	0.00%	0.40%
Interest of child under 18 or spouse	2.30%	0.00%	2.30%
Interest of corporation >=1/3 controlled	13.56%	0.00%	13.56%
Beneficiary of a trust	13.17%	0.00%	13.17%

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