Lu, Charles Zhengyao 陸正耀

• Key data
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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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Filing data

Date of relevant event:	2016-08-29
Awareness date (if later):
Filing date:	2016-09-01
Original filing:	Click here
Shares in issue as filed:	2,337,744,683

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	10,000,000
Currency:	HKD
Highest on-exchange price:	7.400
Average on-exchange price:	7.400
Implied total value:	74,000,000
On-exchange settlement date:	2016-08-31
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	7.400	7.400	0.00%
Average price	7.400	7.363	0.50%
Volume	10,000,000	19,256,000	51.93%
Turnover	74,000,000	141,781,345	52.19%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	696,922,855	696,922,855	0

	Percent of issued
Position	Before	After	Change
Long	29.81%	29.81%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of child under 18 or spouse	53,723,770	0	53,723,770
Interest of corporation >=1/3 controlled	326,452,310	0	326,452,310
Beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.40%	0.00%	0.40%
Interest of child under 18 or spouse	2.30%	0.00%	2.30%
Interest of corporation >=1/3 controlled	13.96%	0.00%	13.96%
Beneficiary of a trust	13.15%	0.00%	13.15%

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