Lu, Charles Zhengyao 陸正耀

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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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Filing data

Date of relevant event:	2016-06-27
Awareness date (if later):
Filing date:	2016-06-30
Original filing:	Click here
Shares in issue as filed:	2,370,897,051

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	1,305,000
Currency:	HKD
Highest on-exchange price:	7.670
Average on-exchange price:	7.614
Implied total value:	9,936,270
On-exchange settlement date:	2016-06-29
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	7.670	7.690	-0.26%
Average price	7.614	7.614	-0.00%
Volume	1,305,000	3,621,046	36.04%
Turnover	9,936,270	27,570,649	36.04%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	699,424,855	699,424,855	0

	Percent of issued
Position	Before	After	Change
Long	29.50%	29.50%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of child under 18 or spouse	53,723,770	0	53,723,770
Interest of corporation >=1/3 controlled	328,954,310	0	328,954,310
Beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.39%	0.00%	0.39%
Interest of child under 18 or spouse	2.27%	0.00%	2.27%
Interest of corporation >=1/3 controlled	13.87%	0.00%	13.87%
Beneficiary of a trust	12.97%	0.00%	12.97%

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