BlackRock (Hong Kong) Limited (d2017-01-20) 貝萊德(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adams, Christopher Richard (SFC:ANT656) | M | ANT656 | Rep | 2008-08-29 | 2011-09-10 | |
| 2 | Armstrong, Nicola Clare (SFC:ARN794) | F | ARN794 | Rep | 2010-02-17 | 2012-08-25 | |
| 3 | Au, Karen Kar Man 歐嘉汶 | F | ANT269 | Rep | 2006-08-04 | 2006-11-30 | |
| 4 | Barker, Catherine Yung-Wen 胡榮文 | F | AUR978 | Rep | 2010-02-12 | 2010-09-09 | |
| 5 | Batchelor, Robin James Hill | 40 | M | AQZ609 | Rep | 2008-05-09 | 2008-06-09 |
| Rep | 2009-06-08 | 2009-07-08 | |||||
| 6 | Beswick, Lee Earl | 31 | AOI992 | Rep | 2006-12-23 | 2011-02-24 | |
| 7 | Bourrier, Alain Jacques Benoit | M | ARO122 | Rep | 2008-09-16 | 2008-10-16 | |
| 8 | Brady, Mark Joseph | M | ARQ480 | Rep | 2010-03-30 | 2014-12-31 | |
| 9 | Cavatoni, Joseph Roland | M | AFY750 | Rep | 2010-01-18 | 2012-02-13 | |
| 10 | Cham, Sui Lun 湛萃倫 | AQR412 | Rep | 2008-03-19 | 2011-12-31 | ||
| 11 | Chan, Albert Wing Wai 陳永威 | M | AKU876 | Rep | 2004-06-15 | 2005-03-21 | |
| 12 | Chan, Anthony (SFC:AOW801) 陳團團 | M | AOW801 | Rep | 2010-02-17 | 2013-06-01 | |
| 13 | Chan, Bonnie Chiao Nien 陳翹寧 | F | AOQ884 | Rep | 2007-03-02 | 2011-12-03 | |
| 14 | Chan, Chun Kit (SFC:AFY913) 陳俊傑 | AFY913 | Rep | 2005-06-06 | |||
| 15 | Chan, Chun Yip (SFC:AFZ392) 陳俊業 | AFZ392 | Rep | 2004-06-01 | 2011-04-01 | ||
| 16 | Chan, Edith Ka Wai 陳嘉慧 | F | AMC667 | Rep | 2006-09-27 | 2007-05-17 | |
| 17 | Chan, Elaine Yee Lin 陳漪漣 | F | ANS149 | Rep | 2006-08-01 | 2008-05-02 | |
| 18 | Chan, Hoi Ling (SFC:ALR712) 陳凱玲 | ALR712 | Rep | 2006-09-30 | 2007-08-07 | ||
| 19 | Chan, Wei See 陳瑋思 | ARU693 | Rep | 2008-10-29 | 2014-12-31 | ||
| 20 | Chan, Yu Kit 陳宇傑 | AQR413 | Rep | 2008-03-19 | 2008-11-18 | ||
| 21 | Chan, Yuk King (SFC:ACQ204) 陳玉琼 | ACQ204 | Rep | 2008-06-13 | |||
| 22 | Chen, Huilin (SFC:APC643) 陳輝林 | APC643 | Rep | 2010-03-04 | 2011-02-24 | ||
| 23 | Cheung, Desmond Ka Chun 張嘉駿 | M | ATO779 | Rep | 2009-08-26 | 2010-02-26 | |
| 24 | Cheung, Evelyn Yuen Ting 張婉婷 | AMF558 | Rep | 2007-09-13 | 2009-05-01 | ||
| 25 | Cheung, Katherine Marn Kay 章曼琪 | 43 | F | AFQ899 | Rep | 2006-01-10 | |
| RO | 2006-01-10 | 2012-04-21 | |||||
| 26 | Cheung, Man Ching 張文靜 | ANS164 | Rep | 2006-07-31 | 2007-08-17 | ||
| 27 | Cheung, Winnie Wing Kei 張詠琪 | F | AEM607 | Rep | 2003-11-10 | 2005-02-15 | |
| Rep | 2010-01-08 | 2010-10-20 | |||||
| 28 | Ching, Sui Ki 程瑞琪 | ANH234 | Rep | 2006-04-18 | 2011-01-10 | ||
| 29 | Ching, Sui Ying 程瑞瑩 | AIY925 | Rep | 2003-06-16 | 2007-03-05 | ||
| 30 | Cho, Kelvin Kwong Lun 曹廣麟 | 32 | M | AHT594 | Rep | 2003-06-07 | |
| 31 | Choi, Janice Su Yun 蔡絮因 | F | AMN768 | Rep | 2005-10-06 | 2007-07-13 | |
| Rep | 2008-08-13 | 2013-07-13 | |||||
| 32 | Chow, Mildred Yick Yin 周亦妍 | ALC151 | Rep | 2005-09-28 | 2006-08-02 | ||
| 33 | Chow, Wai Kwong 周偉光 | ANP432 | Rep | 2006-10-03 | 2014-12-31 | ||
| 34 | Clancy, Gerard Aloysius | M | AIZ875 | Rep | 2003-07-09 | 2009-12-31 | |
| 35 | Clark, Jonathan Andrew (SFC:AQG587) | M | AQG587 | Rep | 2008-01-14 | 2008-01-20 | |
| 36 | Colen, Michael Edward | M | AOI994 | Rep | 2006-12-27 | 2008-05-30 | |
| 37 | Coombs, Jonathan Lee 顧植德 | M | ATE957 | Rep | 2009-08-13 | 2010-02-25 | |
| 38 | Crabb, Joshua Blaise | M | AHF689 | Rep | 2007-09-14 | 2014-07-02 | |
| 39 | Davis, Richard James Patrick | M | AUM733 | Rep | 2010-01-11 | 2010-02-11 | |
| 40 | Desmidt, Marc Bovell Paul | 45 | M | ACP019 | Rep | 2009-09-01 | 2010-11-04 |
| 41 | Doll, Robert Charles Jr | M | AOA455 | Rep | 2007-06-11 | 2007-07-11 | |
| Rep | 2008-06-06 | 2008-07-06 | |||||
| Rep | 2009-05-18 | 2009-06-18 | |||||
| 42 | Dong, Mei 董梅 | AUX150 | Rep | 2010-03-25 | 2014-12-31 | ||
| 43 | Du, Jia (SFC:AQX423) 杜佳 | AQX423 | Rep | 2010-01-18 | 2011-10-15 | ||
| 44 | Fan, Charrissa Wing Sze 范穎詩 | AOA842 | Rep | 2007-09-06 | 2009-03-17 | ||
| 45 | Fink, Laurence Douglas (SFC:AGO910) | M | AGO910 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 46 | Fisher, Peter Ryerson | M | ANH357 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 47 | Flood, Simon Richard | M | ALI697 | Rep | 2004-10-21 | 2005-04-11 | |
| RO | 2005-04-11 | 2006-08-31 | |||||
| 48 | Fong, Ivan James 方宏毅 | M | APQ837 | Rep | 2010-01-18 | 2011-07-04 | |
| 49 | Fukuyama, Seiichi | ACO012 | RO | 2006-01-06 | |||
| Rep | 2006-03-07 | 2006-08-18 | |||||
| RO | 2006-08-18 | 2009-03-31 | |||||
| 50 | Fung, Paak Khui 馮百駒 | APZ423 | Rep | 2007-11-16 | 2013-11-27 | ||
| 51 | Fung, Si Yu 馮思宇 | AOQ744 | Rep | 2007-02-27 | 2008-03-11 | ||
| 52 | Fung, Yuen Fun 馮婉芬 | AEX954 | Rep | 2003-05-31 | |||
| 53 | Gruen, Dale Jaffe | ARJ584 | Rep | 2008-07-25 | 2008-11-12 | ||
| 54 | Hambro, Evy Piers George | 38 | M | AOR313 | Rep | 2007-03-12 | 2007-04-12 |
| Rep | 2008-04-01 | 2008-05-01 | |||||
| Rep | 2009-03-23 | 2009-04-23 | |||||
| 55 | Ho, Agnes Yuen Yee 何婉兒 | F | AFT690 | Rep | 2004-05-28 | 2004-12-08 | |
| RO | 2004-12-08 | 2005-08-29 | |||||
| 56 | Ho, Wai Kit 何偉傑 | ARG566 | Rep | 2008-06-26 | 2011-01-10 | ||
| 57 | Hsieh, Tiffany 謝宛芝 | F | ATT782 | Rep | 2010-03-23 | 2014-12-31 | |
| 58 | Hung, Chi Fung (SFC:ARL089) 洪志烽 | ARL089 | Rep | 2008-07-30 | 2009-03-17 | ||
| 59 | Hung, Jasmine Yee Ting 洪綺婷 | F | AKV312 | Rep | 2004-06-21 | 2005-08-04 | |
| 60 | Ip, Chui Lin 葉翠蓮 | AEX955 | Rep | 2011-01-10 | |||
| 61 | Ip, Samson Sin Kai 葉善佳 | AOO561 | Rep | 2007-02-16 | 2007-09-30 | ||
| 62 | Ji, Bing (SFC:AFY976) 紀冰 | AFY976 | Rep | 2008-05-28 | 2014-12-31 | ||
| 63 | Kao, Cheng-hui 高正輝 | ALB059 | Rep | 2010-01-18 | 2014-12-31 | ||
| 64 | Kao, Yu-Hung 高毓鴻 | AQL856 | Rep | 2010-02-17 | 2010-03-18 | ||
| 65 | Kapito, Robert Steven | M | AGO907 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 66 | Khoo, Adrian Fuchang 邱福昌 | M | AMN769 | Rep | 2005-10-06 | 2006-09-06 | |
| 67 | Kim, Hyun Taek 金賢澤 | AQE046 | Rep | 2010-01-18 | 2010-11-01 | ||
| 68 | Kim, In-Geun | AUA681 | Rep | 2009-10-27 | 2010-05-12 | ||
| 69 | Kim, Min Ho | AQY427 | Rep | 2008-05-07 | 2008-11-21 | ||
| 70 | Ko, Wai Ling (SFC:AMR265) 高韋玲 | AMR265 | Rep | 2007-07-25 | 2009-03-17 | ||
| 71 | Kong, Jessica Pik Suen 江璧璇 | F | ANB753 | Rep | 2006-02-21 | 2007-08-31 | |
| 72 | Koo, Wai Sun 古偉新 | ADO017 | Rep | 2006-02-22 | |||
| RO | 2006-02-22 | 2006-10-22 | |||||
| Rep | 2007-01-18 | 2011-12-31 | |||||
| 73 | Kui, Siu Yi 巨瀟怡 | AOQ777 | Rep | 2007-03-08 | 2007-10-12 | ||
| 74 | Kushel, John Richard | M | AGO909 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 75 | Kwong, May Yuen Mei 鄺婉美 | 26 | F | ARG679 | Rep | 2008-07-02 | 2009-06-13 |
| 76 | Lai, Andy Wing Chung 黎穎聰 | AMB498 | Rep | 2007-11-15 | 2011-01-10 | ||
| 77 | Lai, Carmen (SFC:AMN729) 黎嘉文 | F | AMN729 | Rep | 2005-10-05 | 2007-04-12 | |
| 78 | Lai, Nora Hoi Ying 黎凱瑩 | F | ANA728 | Rep | 2006-02-13 | 2007-05-15 | |
| 79 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | AGA429 | Rep | 2009-02-02 | 2014-01-06 | ||
| 80 | Lam, Elaine Yuen Ling 林宛玲 | F | AQZ588 | Rep | 2008-05-07 | 2014-08-06 | |
| 81 | Lam, Hoi Yi (SFC:AOQ879) 林凱兒 | AOQ879 | Rep | 2007-03-05 | 2007-09-05 | ||
| 82 | Lam, Kelly Kar Yee 林嘉儀 | F | APG511 | Rep | 2007-07-17 | 2014-12-31 | |
| 83 | Lam, Leon Yuen Kai 林源佳 | M | AJD640 | Rep | 2003-10-09 | 2004-07-10 | |
| 84 | Lam, Veronica Ronnie Wing Yee 林穎兒 | AFN278 | Rep | 2010-01-18 | 2011-02-24 | ||
| 85 | Landers, William Mark | M | AMR327 | Rep | 2005-11-11 | 2005-12-11 | |
| Rep | 2008-09-16 | 2008-10-16 | |||||
| 86 | Lau, Tracy Ho Yee 劉可兒 | F | AOQ704 | Rep | 2007-03-05 | 2011-04-01 | |
| 87 | Lee, Alfred Lap Tak 李立德 | M | AUQ739 | Rep | 2010-02-03 | 2014-12-31 | |
| 88 | Lee, Kit Sum (SFC:ALN682) 李潔心 | ALN682 | Rep | 2004-12-14 | 2010-11-26 | ||
| 89 | Lee, Seung Hwan 李承桓 | AQP755 | Rep | 2008-03-05 | 2008-08-01 | ||
| 90 | Lee, Wai Lun (SFC:APA626) 李偉倫 | APA626 | Rep | 2007-07-23 | 2014-12-31 | ||
| 91 | Leung, Alethea Chi Wing 梁之穎 | F | ATH309 | Rep | 2009-08-10 | 2014-12-31 | |
| 92 | Leung, Elka Kit Yee 梁潔儀 | AMW549 | Rep | 2010-02-17 | 2012-05-19 | ||
| 93 | Leung, Sabrina Wai Kwan 梁慧君 | F | AFU309 | Rep | 2007-07-18 | 2010-03-08 | |
| 94 | Li, Yifei (SFC:AQU599) | AQU599 | Rep | 2010-02-17 | 2010-12-31 | ||
| 95 | Lo, Pui Man (SFC:AJD641) 勞珮雯 | AJD641 | Rep | 2003-10-09 | 2004-07-09 | ||
| 96 | Loke, Weng Keong 陸永強 | AQF066 | Rep | 2008-01-17 | 2011-03-23 | ||
| 97 | Lu, Gloria Yi 陸奕 | 40 | F | ADA784 | Rep | 2010-03-04 | 2010-05-12 |
| 98 | Lui, Marcella Mang Sze 呂孟思 | AET173 | Rep | 2005-08-29 | 2007-02-21 | ||
| 99 | Mann, David Isaac | M | AMV257 | Rep | 2010-01-18 | 2010-11-18 | |
| 100 | May, William Fergus Seaburne 梅東坡 | 32 | M | AOR311 | Rep | 2007-03-12 | 2007-10-09 |
| 101 | Meldrum, Stuart Craig (SFC:AOR310) | M | AOR310 | Rep | 2007-03-26 | 2008-04-29 | |
| 102 | Moakes, Nicholas David 麥瀚思 | M | ABN071 | Rep | 2005-03-14 | 2005-04-15 | |
| 103 | Monovski, Plamen Antonov | ARO124 | Rep | 2008-09-16 | 2008-10-16 | ||
| 104 | Ng, Agnes Tin Chuck 吳天汋 | F | AQR017 | Rep | 2008-03-17 | 2008-11-18 | |
| 105 | Ng, Anna Yick Ying 吳亦盈 | F | ADS025 | Rep | 2004-10-28 | ||
| 106 | Ng, Hoi Yin (SFC:APZ135) 吳凱燕 | APZ135 | Rep | 2007-11-08 | 2009-03-17 | ||
| 107 | Ning, Jing (SFC:APB398) 宁靜 | APB398 | Rep | 2008-02-25 | 2013-07-20 | ||
| 108 | Orime, Naoya | AMU244 | Rep | 2006-01-03 | 2006-02-03 | ||
| 109 | Pang, Maggie Man Yee 彭雯兒 | F | APZ425 | Rep | 2007-11-14 | 2008-08-08 | |
| Rep | 2008-09-19 | 2011-11-13 | |||||
| 110 | Peng, David Hoantee 彭宏逖 | M | AET830 | Rep | 2003-08-29 | ||
| RO | 2003-08-29 | 2005-03-30 | |||||
| Rep | 2008-07-23 | 2010-02-09 | |||||
| 111 | Peng, Shih-Wei | ABN236 | Rep | 2007-10-09 | 2007-10-11 | ||
| RO | 2007-10-11 | 2011-04-30 | |||||
| 112 | Poon, Eric Chi Lik 潘智力 | M | AJA981 | Rep | 2010-01-18 | 2011-02-28 | |
| 113 | Pulido, Oscar Daniel | M | AUB275 | Rep | 2009-11-16 | 2009-12-16 | |
| 114 | Pun, Winnie Wing Nin 潘詠年 | F | AAK003 | RO | 2006-09-30 | 2014-12-31 | |
| 115 | Raw, Catherine Philippa (SFC:ATR488) | F | ATR488 | Rep | 2009-09-15 | 2009-10-15 | |
| 116 | Ritch, Toby Cameron Robert | M | ARW401 | Rep | 2008-11-13 | 2010-04-21 | |
| 117 | Schlosstein, Ralph Lewis | AGO911 | Rep | 2006-09-30 | 2006-10-03 | ||
| RO | 2006-10-03 | 2007-10-01 | |||||
| 118 | Scott, Nicholas Peter (SFC:AFX190) | M | AFX190 | Rep | 2007-01-29 | 2007-05-11 | |
| RO | 2007-05-11 | 2011-08-04 | |||||
| 119 | Seet, Eleanor Oon Hui | F | ASZ666 | Rep | 2010-03-04 | 2010-08-31 | |
| 120 | Sham, Hans Ho Lun 沈浩崘 | M | AUX151 | Rep | 2010-03-24 | 2014-12-31 | |
| 121 | Shen, Yiqian 沈亦潜 | ASZ667 | Rep | 2010-02-17 | 2014-05-10 | ||
| 122 | Shih, Leung Leung 施凉凉 | ANU233 | Rep | 2006-08-15 | 2007-04-02 | ||
| 123 | Siu, Diana Lai On 蕭麗安 | F | AOC905 | Rep | 2007-03-02 | 2007-11-13 | |
| 124 | Siu, Sau Man 蕭秀雯 | AGP751 | Rep | 2004-09-22 | |||
| 125 | Smith, Malcolm Ian Stuart | M | ASY716 | Rep | 2009-06-08 | 2009-07-08 | |
| 126 | So, Shui Man 蘇瑞雯 | AOQ686 | Rep | 2007-03-05 | 2010-03-11 | ||
| 127 | Song, Tingting (SFC:ART003) 宋婷婷 | ART003 | Rep | 2008-10-17 | 2009-12-01 | ||
| 128 | Stattman, Dennis Ward | M | ANM093 | Rep | 2006-06-05 | 2006-07-05 | |
| Rep | 2008-11-14 | 2008-12-14 | |||||
| 129 | Suen, Pui Suen 宣姵璿 | ART002 | Rep | 2008-10-17 | 2011-06-10 | ||
| 130 | Swarbreck, Peter William | M | ANW415 | RO | 2007-02-05 | 2013-01-01 | |
| 131 | Sze, Lam Lam 施琳琳 | AQR414 | Rep | 2008-03-19 | 2011-07-29 | ||
| 132 | Tam, Clara Ka Wai 譚嘉惠 | F | AQS480 | Rep | 2008-03-26 | 2009-03-17 | |
| Rep | 2009-10-27 | 2011-05-13 | |||||
| 133 | Tam, Evon 譚悅韻 | AQE004 | Rep | 2007-12-18 | 2011-09-12 | ||
| 134 | Tam, Raymond Hin Tat 譚顯達 | M | ADT748 | Rep | 2008-03-21 | ||
| 135 | Tang, Chi Him (SFC:AMP167) 鄧智謙 | AMP167 | Rep | 2005-10-18 | 2006-07-01 | ||
| 136 | Tin, Wai Man 田慧敏 | ARG334 | Rep | 2008-06-23 | 2012-08-11 | ||
| 137 | Trudel, Michael Robert | M | AUW492 | Rep | 2010-03-15 | 2010-04-15 | |
| 138 | Tso, Lai Ying 曹麗英 | AGI177 | Rep | 2010-04-13 | |||
| 139 | Tsui, Chak Sum 徐澤森 | ATT780 | Rep | 2010-03-31 | 2010-05-16 | ||
| 140 | Tu, Chao Hsiang 凃朝翔 | ATS669 | Rep | 2009-10-29 | 2014-12-31 | ||
| 141 | Tubbs, Daniel Stuart | M | ATR183 | Rep | 2009-09-15 | 2009-10-15 | |
| 142 | Turnill, Richard Reginald (SFC:ATL723) | M | ATL723 | Rep | 2009-07-28 | 2009-08-28 | |
| 143 | Urwin, Richard Adrian | M | AQG588 | Rep | 2008-01-14 | 2008-01-20 | |
| 144 | Wan, Cheuk Wing 溫卓穎 | ATP167 | Rep | 2010-02-25 | 2011-03-12 | ||
| 145 | Wang, Hsiang Sheng 王翔昇 | AKI219 | Rep | 2004-03-31 | 2004-12-08 | ||
| RO | 2004-12-08 | 2012-09-10 | |||||
| 146 | Wang, Qionghui 王琼慧 | ALI733 | Rep | 2004-10-28 | 2008-05-16 | ||
| 147 | Wang, Xi (SFC:AON741) 王曦 | AON741 | Rep | 2008-05-21 | 2009-03-17 | ||
| 148 | Weatherston, Alan Robert | M | ALU612 | Rep | 2005-04-04 | 2005-05-04 | |
| 149 | Wheatley-Hubbard, Andrew David | M | ARR841 | Rep | 2008-10-03 | 2009-07-20 | |
| 150 | Wong Lee, Agnes Yuk Ping 黃李玉平 | F | ABX917 | RO | 2006-01-03 | ||
| 151 | Wong, Chun (SFC:ARI005) 黃真 | ARI005 | Rep | 2008-07-11 | 2011-01-10 | ||
| 152 | Wong, Dominic Wing Hang 王永鏗 | M | ACL614 | Rep | 2008-04-23 | 2009-07-29 | |
| 153 | Wong, Ho Lam (SFC:ALI771) 黃浩霖 | ALI771 | Rep | 2004-10-29 | 2006-07-18 | ||
| 154 | Wong, Oi Chi 黃藹芝 | ADK468 | Rep | 2004-07-21 | |||
| 155 | Wong, Vanessa Hoi Yan 黃凱欣 | F | AKY652 | Rep | 2004-07-20 | 2006-07-17 | |
| 156 | Woolley, Mark Robert | M | AOL210 | Rep | 2007-10-09 | 2009-06-05 | |
| 157 | Xu, Kali Laura 徐卡麗 | ATB615 | Rep | 2010-02-17 | 2013-01-01 | ||
| 158 | Xu, Luyan 許路雁 | AOO806 | Rep | 2010-01-18 | 2011-05-20 | ||
| 159 | Yeung, Ka Lee 楊嘉莉 | ANA541 | Rep | 2010-01-08 | 2011-03-05 | ||
| 160 | Yeung, Lai Ping (SFC:AQC475) 楊麗萍 | AQC475 | Rep | 2010-02-17 | 2011-07-15 | ||
| 161 | Yu, Chung-Lin 游忠霖 | AMY425 | Rep | 2006-09-30 | 2008-05-13 | ||
| 162 | Yung, Jamie Pui Man 容佩文 | AEH759 | Rep | 2005-05-12 | 2007-11-30 | ||
| 163 | Yung, Yat Ming (SFC:AOH581) 翁一鳴 | AOH581 | Rep | 2006-12-19 | 2008-11-18 | ||
| 164 | Zhang, Fan (SFC:ATC988) 張帆 | ATC988 | Rep | 2009-06-11 | 2010-09-18 | ||
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