Lee, Alfred Lap Tak 李立德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2018-06-12 | Rep | Asset management | 2018-06-12 | Rep | Dealing in securities | 2018-06-12 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2010-02-03 | 2014-12-31 | Rep | Asset management | 2010-02-03 | 2014-12-31 | Rep | Dealing in securities | 2010-02-03 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2015-07-30 | Rep | Asset management | 2012-11-28 | 2015-07-30 | Rep | Dealing in securities | 2012-11-28 | 2015-07-30 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2015-08-10 | 2018-02-27 | Rep | Asset management | 2015-08-10 | 2018-02-27 | Rep | Dealing in securities | 2015-08-10 | 2018-02-27 |
| 5 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2015-08-10 | 2018-02-27 | Rep | Dealing in securities | 2015-08-10 | 2018-02-27 |
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