Lam, Kelly Kar Yee 林嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-01-13 | 2025-04-22 | Rep | Dealing in securities | 2025-01-13 | 2025-04-22 | RO | Advising on securities | 2025-04-22 | RO | Dealing in securities | 2025-04-22 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2007-07-17 | 2014-12-31 | Rep | Asset management | 2007-07-17 | 2014-12-31 | Rep | Dealing in securities | 2007-07-17 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2015-06-25 | Rep | Asset management | 2012-11-28 | 2015-06-25 | Rep | Dealing in securities | 2012-11-28 | 2015-06-25 |
| 4 | COHEN & STEERS ASIA LIMITED | Rep | Advising on securities | 2017-12-04 | 2025-01-04 | Rep | Dealing in securities | 2017-12-04 | 2025-01-04 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-07-03 | 2017-12-01 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2015-07-03 | 2017-12-01 |
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