Shum, Siu Hung (1958) 岑少雄

Filing in NewOcean Energy Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 00342  1993-03-03  2022-03-31  2023-10-31

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Filing data

Date of relevant event:2009-12-04
Awareness date (if later):
Filing date:2009-12-08
Original filing: Click here
Shares in issue as filed:963,353,374

Long event

Stated disclosure reason:Ceasing to have an interest
Capacity before:Interest of child under 18 or spouse
Shares involved:192,500,000
Currency:HKD
Highest on-exchange price:0.000
Average on-exchange price:0.000
Average off-exchange consideration:1.000
Implied total value:0
On-exchange settlement date:2009-12-08
CCASS changes on settlement date: Click here

FilerMarketPrem/(disc)
or share
Highest price 0.000 1.020 -100.00%
Average price 0.000 1.000 -100.00%
Volume192,500,000 12,618,000 1,525.60%
Turnover0 12,612,080 0.00%

Short event

Disclosure reason:Ceasing to have a short position
Capacity before:Interest of child under 18 or spouse
Shares involved:192,500,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 693,219,638 500,719,638 -192,500,000
Short -192,500,000 -0 192,500,000
Net 500,719,638 500,719,638 0

Percent of issued
Position Before After Change
Long 71.95% 51.97% -19.98%
Short -19.98% -0.00% 19.98%
Net 51.97% 51.97% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 9,940,358 -0 9,940,358
Interest of child under 18 or spouse 490,779,280 -0 490,779,280

Percent of issued
Capacity Long Short Net
Beneficial owner 1.03% -0.00% 1.03%
Interest of child under 18 or spouse 50.94% -0.00% 50.94%

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