Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2021-01-29
Awareness date (if later):
Filing date:	2021-01-29
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Voluntary - see filing
Capacity before:	Interest of spouse
Capacity after:	Interest of spouse
Shares involved:	2,700,000
Currency:	HKD
Highest on-exchange price:	0.690
Average on-exchange price:	0.690
Average off-exchange consideration:	0.000
Implied total value:	1,863,000
On-exchange settlement date:	2021-02-02
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	0.690	0.680	1.47%
Average price	0.690	0.670	2.91%
Volume	2,700,000	1,042,000	259.12%
Turnover	1,863,000	698,640	266.66%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	590,705,638	593,405,638	2,700,000

	Percent of issued
Position	Before	After	Change
Long	40.24%	40.42%	0.18%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	108,714,358	-0	108,714,358
Interest of corporation >=1/3 controlled	479,139,280	-0	479,139,280
Interest of spouse	5,552,000	-0	5,552,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	7.40%	-0.00%	7.40%
Interest of corporation >=1/3 controlled	32.64%	-0.00%	32.64%
Interest of spouse	0.38%	-0.00%	0.38%

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