Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2021-01-15
Awareness date (if later):
Filing date:	2021-01-15
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Voluntary - see filing
Capacity before:	Interest of spouse
Capacity after:	Interest of spouse
Shares involved:	1,660,000
Currency:	HKD
Highest on-exchange price:	0.690
Average on-exchange price:	0.690
Average off-exchange consideration:	0.000
Implied total value:	1,145,400
On-exchange settlement date:	2021-01-19
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	0.690	0.690	0.00%
Average price	0.690	0.681	1.37%
Volume	1,660,000	3,362,000	49.38%
Turnover	1,145,400	2,288,390	50.05%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	587,853,638	589,513,638	1,660,000

	Percent of issued
Position	Before	After	Change
Long	40.04%	40.15%	0.11%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	108,714,358	-0	108,714,358
Interest of corporation >=1/3 controlled	479,139,280	-0	479,139,280
Interest of spouse	1,660,000	-0	1,660,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	7.40%	-0.00%	7.40%
Interest of corporation >=1/3 controlled	32.64%	-0.00%	32.64%
Interest of spouse	0.11%	-0.00%	0.11%

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