Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2020-06-22
Awareness date (if later):
Filing date:	2020-06-22
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Voluntary - see filing
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	5,300,000
Currency:	HKD
Highest on-exchange price:	0.760
Average on-exchange price:	0.750
Implied total value:	3,975,000
On-exchange settlement date:	2020-06-24
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	0.760	0.750	1.33%
Average price	0.750	0.737	1.73%
Volume	5,300,000	3,144,000	168.58%
Turnover	3,975,000	2,317,820	171.50%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	581,493,638	586,793,638	5,300,000

	Percent of issued
Position	Before	After	Change
Long	39.61%	39.97%	0.36%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	90,714,358	-0	90,714,358
Interest of corporation >=1/3 controlled	496,079,280	-0	496,079,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	6.18%	-0.00%	6.18%
Interest of corporation >=1/3 controlled	33.79%	-0.00%	33.79%

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