Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2019-10-21
Awareness date (if later):
Filing date:	2019-10-21
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	100,000
Currency:	HKD
Highest on-exchange price:	1.400
Average on-exchange price:	1.400
Implied total value:	140,000
On-exchange settlement date:	2019-10-23
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.400	1.370	2.19%
Average price	1.400	1.324	5.75%
Volume	100,000	2,036,000	4.91%
Turnover	140,000	2,695,320	5.19%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	580,593,638	580,693,638	100,000

	Percent of issued
Position	Before	After	Change
Long	39.54%	39.55%	0.01%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	89,914,358	-0	89,914,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	6.12%	-0.00%	6.12%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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