Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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• CCASS
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Filing data

Date of relevant event:	2019-10-15
Awareness date (if later):
Filing date:	2019-10-15
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Voluntary - see filing
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	300,000
Currency:	HKD
Highest on-exchange price:	1.420
Average on-exchange price:	1.420
Implied total value:	426,000
On-exchange settlement date:	2019-10-17
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.420	1.440	-1.39%
Average price	1.420	1.419	0.06%
Volume	300,000	1,170,560	25.63%
Turnover	426,000	1,661,172	25.64%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	580,119,638	580,119,638	0

	Percent of issued
Position	Before	After	Change
Long	39.51%	39.51%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	89,340,358	-0	89,340,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	6.09%	-0.00%	6.09%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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