Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2019-09-04
Awareness date (if later):
Filing date:	2019-09-04
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	1,440,000
Currency:	HKD
Highest on-exchange price:	1.641
Average on-exchange price:	1.636
Implied total value:	2,355,840
On-exchange settlement date:	2019-09-06
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.641	1.580	3.85%
Average price	1.636	1.556	5.14%
Volume	1,440,000	748,000	192.51%
Turnover	2,355,840	1,164,140	202.37%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	576,567,638	578,007,638	1,440,000

	Percent of issued
Position	Before	After	Change
Long	39.27%	39.37%	0.10%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	87,228,358	-0	87,228,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	5.94%	-0.00%	5.94%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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