Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2019-08-27
Awareness date (if later):
Filing date:	2019-08-27
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Voluntary - see filing
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	4,550,000
Currency:	HKD
Highest on-exchange price:	1.660
Average on-exchange price:	1.652
Implied total value:	7,516,600
On-exchange settlement date:	2019-08-29
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.660	1.660	0.00%
Average price	1.652	1.650	0.13%
Volume	4,550,000	6,427,097	70.79%
Turnover	7,516,600	10,605,928	70.87%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	572,017,638	572,017,638	0

	Percent of issued
Position	Before	After	Change
Long	38.96%	38.96%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	81,238,358	-0	81,238,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	5.53%	-0.00%	5.53%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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