Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2018-11-29
Awareness date (if later):
Filing date:	2018-11-29
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	4,400,000
Currency:	HKD
Highest on-exchange price:	2.960
Average on-exchange price:	2.953
Implied total value:	12,993,200
On-exchange settlement date:	2018-12-03
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	2.960	2.950	0.34%
Average price	2.953	2.897	1.95%
Volume	4,400,000	3,558,000	123.66%
Turnover	12,993,200	10,306,060	126.07%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	567,617,638	572,017,638	4,400,000

	Percent of issued
Position	Before	After	Change
Long	38.66%	38.96%	0.30%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	81,238,358	-0	81,238,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	5.53%	-0.00%	5.53%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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