Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2018-07-10
Awareness date (if later):
Filing date:	2018-07-10
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	1,700,000
Currency:	HKD
Highest on-exchange price:	1.660
Average on-exchange price:	1.630
Implied total value:	2,771,000
On-exchange settlement date:	2018-07-12
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.660	1.790	-7.26%
Average price	1.630	1.725	-5.51%
Volume	1,700,000	5,870,000	28.96%
Turnover	2,771,000	10,126,020	27.37%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	565,917,638	567,617,638	1,700,000

	Percent of issued
Position	Before	After	Change
Long	38.55%	38.66%	0.11%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	76,838,358	-0	76,838,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	5.23%	-0.00%	5.23%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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