Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2018-07-06
Awareness date (if later):
Filing date:	2018-07-06
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	488,000
Currency:	HKD
Highest on-exchange price:	1.640
Average on-exchange price:	1.620
Implied total value:	790,560
On-exchange settlement date:	2018-07-10
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.640	1.660	-1.20%
Average price	1.620	1.616	0.27%
Volume	488,000	5,170,620	9.44%
Turnover	790,560	8,353,522	9.46%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	564,457,638	564,945,638	488,000

	Percent of issued
Position	Before	After	Change
Long	38.45%	38.48%	0.03%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	74,166,358	-0	74,166,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	5.05%	-0.00%	5.05%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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