Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2018-06-28
Awareness date (if later):
Filing date:	2018-06-28
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	712,000
Currency:	HKD
Highest on-exchange price:	1.550
Average on-exchange price:	1.530
Implied total value:	1,089,360
On-exchange settlement date:	2018-07-03
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.550	1.610	-3.73%
Average price	1.530	1.580	-3.15%
Volume	712,000	2,448,000	29.08%
Turnover	1,089,360	3,867,320	28.17%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	557,991,638	558,703,638	712,000

	Percent of issued
Position	Before	After	Change
Long	38.01%	38.06%	0.05%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	67,924,358	-0	67,924,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	4.63%	-0.00%	4.63%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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