Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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• CCASS
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Filing data

Date of relevant event:	2018-06-27
Awareness date (if later):
Filing date:	2018-06-27
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	288,000
Currency:	HKD
Highest on-exchange price:	1.500
Average on-exchange price:	1.490
Implied total value:	429,120
On-exchange settlement date:	2018-06-29
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.500	1.600	-6.25%
Average price	1.490	1.558	-4.34%
Volume	288,000	4,854,000	5.93%
Turnover	429,120	7,560,600	5.68%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	557,703,638	557,991,638	288,000

	Percent of issued
Position	Before	After	Change
Long	37.99%	38.01%	0.02%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	67,212,358	-0	67,212,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	4.58%	-0.00%	4.58%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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