Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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• CCASS
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Filing data

Date of relevant event:	2016-09-26
Awareness date (if later):
Filing date:	2016-09-28
Original filing:	Click here
Shares in issue as filed:	1,480,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	2,372,000
Currency:	HKD
Highest on-exchange price:	2.180
Average on-exchange price:	2.145
Implied total value:	5,087,940
On-exchange settlement date:	2016-09-28
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	2.180	2.180	0.00%
Average price	2.145	2.129	0.77%
Volume	2,372,000	4,426,000	53.59%
Turnover	5,087,940	9,421,340	54.00%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	551,747,638	554,119,638	2,372,000

	Percent of issued
Position	Before	After	Change
Long	37.27%	37.43%	0.16%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	63,340,358	-0	63,340,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	4.28%	-0.00%	4.28%
Interest of corporation >=1/3 controlled	33.15%	-0.00%	33.15%

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