Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2016-01-11
Awareness date (if later):
Filing date:	2016-01-11
Original filing:	Click here
Shares in issue as filed:	1,480,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	772,000
Currency:	HKD
Highest on-exchange price:	2.890
Average on-exchange price:	2.880
Implied total value:	2,223,360
On-exchange settlement date:	2016-01-13
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	2.890	2.930	-1.37%
Average price	2.880	2.837	1.50%
Volume	772,000	3,589,000	21.51%
Turnover	2,223,360	10,183,430	21.83%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	547,651,638	547,651,638	0

	Percent of issued
Position	Before	After	Change
Long	36.99%	36.99%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	56,872,358	-0	56,872,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	3.84%	-0.00%	3.84%
Interest of corporation >=1/3 controlled	33.15%	-0.00%	33.15%

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