Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2015-08-26
Awareness date (if later):
Filing date:	2015-08-26
Original filing:	Click here
Shares in issue as filed:	1,480,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	1,400,000
Currency:	HKD
Highest on-exchange price:	2.960
Average on-exchange price:	2.924
Implied total value:	4,093,600
On-exchange settlement date:	2015-08-28
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	2.960	2.960	0.00%
Average price	2.924	2.889	1.22%
Volume	1,400,000	2,976,000	47.04%
Turnover	4,093,600	8,597,000	47.62%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	546,251,638	546,251,638	0

	Percent of issued
Position	Before	After	Change
Long	36.90%	36.90%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	55,472,358	-0	55,472,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	3.75%	-0.00%	3.75%
Interest of corporation >=1/3 controlled	33.15%	-0.00%	33.15%

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