Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-12-09
Awareness date (if later):
Filing date:	2014-12-11
Original filing:	Click here
Shares in issue as filed:	1,480,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	3,100,000
Currency:	HKD
Highest on-exchange price:	2.400
Average on-exchange price:	2.396
Implied total value:	7,427,600
On-exchange settlement date:	2014-12-11
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	2.400	2.540	-5.51%
Average price	2.396	2.364	1.35%
Volume	3,100,000	14,372,000	21.57%
Turnover	7,427,600	33,975,238	21.86%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	537,521,638	540,621,638	3,100,000

	Percent of issued
Position	Before	After	Change
Long	36.31%	36.52%	0.21%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	49,842,358	-0	49,842,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	3.37%	-0.00%	3.37%
Interest of corporation >=1/3 controlled	33.15%	-0.00%	33.15%

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