Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-11-21
Awareness date (if later):
Filing date:	2014-11-25
Original filing:	Click here
Shares in issue as filed:	1,480,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	3,050,000
Currency:	HKD
Highest on-exchange price:	2.840
Average on-exchange price:	2.826
Implied total value:	8,619,300
On-exchange settlement date:	2014-11-25
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	2.840	3.130	-9.27%
Average price	2.826	2.960	-4.53%
Volume	3,050,000	35,904,000	8.49%
Turnover	8,619,300	106,282,880	8.11%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	530,971,638	534,021,638	3,050,000

	Percent of issued
Position	Before	After	Change
Long	35.87%	36.07%	0.20%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	43,242,358	-0	43,242,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.92%	-0.00%	2.92%
Interest of corporation >=1/3 controlled	33.15%	-0.00%	33.15%

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