Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-09-11
Awareness date (if later):
Filing date:	2014-09-15
Original filing:	Click here
Shares in issue as filed:	1,483,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	500,000
Currency:	HKD
Highest on-exchange price:	3.850
Average on-exchange price:	3.850
Implied total value:	1,925,000
On-exchange settlement date:	2014-09-15
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	3.850	4.140	-7.00%
Average price	3.850	3.881	-0.80%
Volume	500,000	19,704,000	2.54%
Turnover	1,925,000	76,472,980	2.52%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	529,675,638	530,175,638	500,000

	Percent of issued
Position	Before	After	Change
Long	35.71%	35.74%	0.03%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	39,396,358	-0	39,396,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.66%	-0.00%	2.66%
Interest of corporation >=1/3 controlled	33.08%	-0.00%	33.08%

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