Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-09-08
Awareness date (if later):
Filing date:	2014-09-11
Original filing:	Click here
Shares in issue as filed:	1,483,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	1,000,000
Currency:	HKD
Highest on-exchange price:	4.110
Average on-exchange price:	4.101
Implied total value:	4,101,000
On-exchange settlement date:	2014-09-11
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	4.110	4.260	-3.52%
Average price	4.101	4.113	-0.29%
Volume	1,000,000	11,322,000	8.83%
Turnover	4,101,000	46,564,360	8.81%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	528,675,638	529,675,638	1,000,000

	Percent of issued
Position	Before	After	Change
Long	35.64%	35.71%	0.07%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	38,896,358	-0	38,896,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.62%	-0.00%	2.62%
Interest of corporation >=1/3 controlled	33.08%	-0.00%	33.08%

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