Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2013-04-17
Awareness date (if later):
Filing date:	2013-04-17
Original filing:	Click here
Shares in issue as filed:	1,305,853,374

Short event

Disclosure reason:	Coming to have a short position
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	166,500,000

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	526,023,638	526,023,638	0

	Percent of issued
Position	Before	After	Change
Long	40.28%	40.28%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	35,244,358	-0	35,244,358
Interest of corporation >=1/3 controlled	490,779,280	-166,500,000	324,279,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.70%	-0.00%	2.70%
Interest of corporation >=1/3 controlled	37.58%	-12.75%	24.83%

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