Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2011-09-09
Awareness date (if later):
Filing date:	2011-09-14
Original filing:	Click here
Shares in issue as filed:	1,305,853,374

Long event

Stated disclosure reason:	Becoming interested
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	1,174,000
Currency:	HKD
Average on-exchange price:	1.709
Implied total value:	2,006,366
On-exchange settlement date:	2011-09-14
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.709	1.740	-1.78%
Average price	1.709	1.697	0.74%
Volume	1,174,000	6,614,000	17.75%
Turnover	2,006,366	11,220,840	17.88%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	521,965,638	523,139,638	1,174,000

	Percent of issued
Position	Before	After	Change
Long	39.97%	40.06%	0.09%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	32,360,358	-0	32,360,358
Interest of child under 18 or spouse	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.48%	-0.00%	2.48%
Interest of child under 18 or spouse	37.58%	-0.00%	37.58%

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