Shum, Siu Hung (1958) 岑少雄

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• Notes

Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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• CCASS
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Filing data

Date of relevant event:	2011-09-08
Awareness date (if later):
Filing date:	2011-09-09
Original filing:	Click here
Shares in issue as filed:	1,305,853,374

Long event

Stated disclosure reason:	Becoming interested
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	300,000
Currency:	HKD
Average on-exchange price:	1.690
Implied total value:	507,000
On-exchange settlement date:	2011-09-12
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.690	1.690	0.00%
Average price	1.690	1.658	1.96%
Volume	300,000	8,592,000	3.49%
Turnover	507,000	14,241,760	3.56%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	521,665,638	521,665,638	0

	Percent of issued
Position	Before	After	Change
Long	39.95%	39.97%	0.02%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	31,186,358	-0	31,186,358
Interest of child under 18 or spouse	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.39%	-0.00%	2.39%
Interest of child under 18 or spouse	37.58%	-0.00%	37.58%

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