Articles: Misselling
SFC fines Hang Seng Bank Ltd HK$66.4m for misconduct in selling practices of investment products
| Statement of Disciplinary Action
SFC, 27-Jan-2025
Straight out of the textbook of Messrs Churnham and Burnham.
SFC, 27-Jan-2025
Straight out of the textbook of Messrs Churnham and Burnham.
SFC fines Noah HK$5m for flood of "potentially unsuitable investment products"
SFC, 29-May-2018
757 clients in 1243 transactions bought US$523m of the products.
SFC, 29-May-2018
757 clients in 1243 transactions bought US$523m of the products.
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