Kwok, Julie Ning Chi 郭鑏芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-01-05 | 2024-12-31 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2007-03-28 | 2016-01-31 | Rep | Asset management | 2007-03-28 | 2016-01-31 | Rep | Dealing in securities | 2010-10-20 | 2016-01-31 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-05-07 | 2004-11-11 | Rep | Dealing in securities | 2004-05-07 | 2004-11-11 |
| 4 | Future Growth Asset Management Limited | Rep | Advising on securities | 2017-03-01 | 2021-12-31 | Rep | Asset management | 2017-03-01 | 2021-12-31 |
| 5 | Future Growth Financial Services Limited | Rep | Dealing in securities | 2017-03-01 | 2021-12-31 |
| 6 | OSCAR BENSON LIMITED (HK) | Rep | Advising on corporate finance | 2004-11-23 | 2005-03-30 | Rep | Advising on securities | 2004-11-23 | 2005-03-30 | Rep | Asset management | 2004-11-23 | 2005-03-30 | RO | Advising on corporate finance | 2005-03-30 | 2007-03-03 | RO | Advising on securities | 2005-03-30 | 2007-03-03 | RO | Asset management | 2005-03-30 | 2007-03-03 |
| 7 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Advising on securities | 2016-02-04 | 2017-01-12 | Rep | Asset management | 2016-02-04 | 2017-01-12 | Rep | Dealing in securities | 2016-02-04 | 2017-01-12 |
| 8 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-04-13 | Rep | Advising on securities | 2004-04-13 | Rep | Asset management | 2004-04-13 | Rep | Dealing in securities | 2004-04-13 |
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