Lee, Wai Kin (SFC:APD151) 李偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-25 | 2009-10-08 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-03-10 | 2018-06-16 | Rep | Dealing in securities | 2015-03-10 | 2018-06-16 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2015-03-10 | 2018-06-16 | Rep | Dealing in securities | 2015-03-10 | 2018-06-16 |
| 4 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-01-05 | 2012-12-05 |
| 5 | Pinpoint Asset Management Limited | Rep | Asset management | 2020-06-18 | 2021-12-08 |
| 6 | Point72 Hong Kong Limited | Rep | Asset management | 2021-12-21 | Rep | Dealing in futures contracts | 2021-12-21 | Rep | Dealing in securities | 2021-12-21 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-11-14 | 2015-02-22 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-06-03 | 2015-02-22 |
| 9 | Snow Lake Capital (HK) Limited | Rep | Asset management | 2018-06-25 | 2020-03-10 |
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