Tsai, Yuen Ning 蔡婉寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-10-08 | 2010-01-23 |
| 2 | China Integrity Investment Limited | Rep | Advising on securities | 2012-09-10 | 2013-11-01 | Rep | Asset management | 2012-09-10 | 2013-11-01 | Rep | Dealing in securities | 2012-09-10 | 2013-11-01 |
| 3 | Futu Securities International (HONG KONG) Limited | Rep | Advising on securities | 2025-10-31 | 2026-01-10 | Rep | Dealing in securities | 2025-10-31 | 2026-01-10 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-02-03 | 2012-03-15 |
| 5 | Pollock Asset Management Limited | Rep | Advising on securities | 2026-02-25 | Rep | Asset management | 2026-02-25 | Rep | Dealing in securities | 2026-02-25 |
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