Chan, Kwok Ming (SFC:APF964) 陳國鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM MPF & Financial Services Company Limited | Rep | Advising on securities | 2024-01-05 | 2024-01-16 | Rep | Dealing in securities | 2024-01-05 | 2024-01-16 | RO | Advising on securities | 2024-01-16 | 2024-06-01 | RO | Dealing in securities | 2024-01-16 | 2024-06-01 |
| 2 | Gateway Private Markets (HK) Limited | Rep | Dealing in securities | 2023-02-13 | 2023-04-04 | Rep | Asset management | 2023-03-15 | 2023-08-12 | RO | Dealing in securities | 2023-04-04 | 2023-08-12 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-08-07 | 2010-06-09 | Rep | Dealing in securities | 2010-06-09 | 2011-12-07 | Rep | Dealing in securities | 2012-06-26 | 2016-05-08 |
| 4 | ORION INVESTMENT MANAGEMENT LIMITED | RO | Dealing in securities | 2017-02-16 | 2021-09-24 |
| 5 | Prior Securities Limited | Rep | Dealing in securities | 2021-12-29 | 2022-03-08 | RO | Dealing in securities | 2022-03-08 | 2022-07-15 |
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