Jiang, Xiongxiao 蔣熊孝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2025-09-29 | Rep | Dealing in securities | 2025-09-29 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2017-07-26 | 2020-06-21 | Rep | Advising on securities | 2017-07-26 | 2020-06-21 | Rep | Dealing in securities | 2017-07-26 | 2020-06-21 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-06-18 | 2014-02-09 | Rep | Dealing in securities | 2015-02-09 | 2017-07-07 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2014-02-10 | 2015-01-20 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-12-15 | 2020-06-21 | Rep | Dealing in securities | 2017-12-15 | 2020-06-21 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-06-30 | 2021-05-12 | Rep | Advising on securities | 2020-06-30 | 2021-05-12 | Rep | Dealing in securities | 2020-06-30 | 2021-05-12 | RO | Advising on corporate finance | 2021-05-12 | 2025-09-14 | RO | Advising on securities | 2021-05-12 | 2025-09-14 | RO | Dealing in securities | 2021-05-12 | 2025-09-14 |
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