Ng, Eric Kay Chak 吳紀澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2014-08-28 | 2017-01-20 | Rep | Dealing in securities | 2014-08-28 | 2017-01-20 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-10-20 | 2014-08-12 | Rep | Dealing in securities | 2010-10-20 | 2014-08-12 | Rep | Advising on securities | 2017-02-28 | 2018-12-31 | Rep | Dealing in securities | 2017-02-28 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | 2023-08-15 | Rep | Dealing in securities | 2019-01-01 | 2023-08-15 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2023-09-06 | Rep | Dealing in securities | 2023-09-06 |
| 4 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2009-11-11 | 2009-12-31 | Rep | Asset management | 2009-11-11 | 2009-12-31 | Rep | Dealing in securities | 2009-11-11 | 2009-12-31 |
| 5 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2007-08-13 | 2009-10-13 | Rep | Asset management | 2007-08-13 | 2009-10-13 | Rep | Dealing in securities | 2009-04-03 | 2009-10-13 |
| 6 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2007-08-13 | 2009-10-13 |
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