Lu, Lu (SFC:BUT787) 卢璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2024-04-19 | 2024-11-01 | Rep | Advising on corporate finance | 2024-04-19 | 2024-12-10 | RO | Dealing in securities | 2024-11-01 | 2024-12-10 |
| 2 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2025-02-18 | Rep | Asset management | 2025-02-18 | Rep | Dealing in securities | 2025-02-18 | 2025-04-11 | RO | Dealing in securities | 2025-04-11 |
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