Lee, Hiu Lam (SFC:BRU907) 李曉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2023-09-22 | Rep | Dealing in securities | 2023-09-22 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-11-09 | 2023-09-06 | Rep | Advising on securities | 2021-11-09 | 2023-09-06 | Rep | Asset management | 2021-11-09 | 2023-09-06 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-11-09 | 2023-09-06 | Rep | Asset management | 2021-11-09 | 2023-09-06 | Rep | Dealing in securities | 2021-11-09 | 2023-09-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy