Tse, Lok Sang 謝樂生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-04-08 | 2021-10-04 |
| 2 | Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-04-08 | 2021-10-04 | Rep | Advising on securities | 2019-09-20 | 2021-10-04 | Rep | Asset management | 2019-09-20 | 2021-10-04 |
| 3 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2016-12-29 | 2018-04-15 |
| 4 | Blackwell Global Securities Limited | Rep | Dealing in securities | 2016-12-29 | 2018-04-15 |
| 5 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2018-04-24 | 2018-09-26 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-26 | 2018-12-27 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-10-26 | 2018-12-27 |
| 8 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2021-10-25 | 2021-11-05 |
| 9 | Mason Securities Limited | Rep | Dealing in securities | 2018-04-24 | 2018-09-26 |
| 10 | SDICS International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-12-29 | |
| 11 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-12-17 |
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