Wong, Vivian Yick Lam 黃翊琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Advent Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-04-03 | 2021-01-04 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-07 | 2019-10-01 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-12-17 | 2017-08-31 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-11-26 | 2017-08-31 |
| 5 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-03-06 | 2018-05-29 |
| 6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-04-27 | 2015-11-12 |
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