Shum, Wing Yip 沈永業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aurelius Corporate Finance Limited | RO | Advising on corporate finance | 2025-07-04 | |
| 2 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-02-01 | 2018-04-19 |
| 3 | Grande Capital Limited | Rep | Advising on corporate finance | 2018-04-23 | 2018-06-25 | RO | Advising on corporate finance | 2018-06-25 | 2025-06-15 | Rep | Dealing in securities | 2022-12-12 | 2025-06-15 |
| 4 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-10 | 2016-01-18 |
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