Lam, Sum Kei 林心棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | Rep | Asset management | 2019-01-15 | 2024-04-11 |
| 2 | Convergence Technology Capital Limited | Rep | Advising on securities | 2025-03-17 | 2025-03-21 | Rep | Asset management | 2025-03-17 | 2025-03-21 | RO | Advising on securities | 2025-03-21 | RO | Asset management | 2025-03-21 |
| 3 | GREATER CHINA STRATEGIC CAPITAL LIMITED | RO | Advising on securities | 2024-04-17 | 2024-12-31 | RO | Asset management | 2024-04-17 | 2024-12-31 |
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