Yu, Tai Wai (SFC:BCC292) 余大維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-04-03 | 2017-05-16 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-04-03 | 2017-05-16 |
| 3 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-09-29 | 2018-06-30 |
| 4 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-09-29 | 2018-06-30 |
| 5 | Delta Fund Management Company Limited | Rep | Advising on securities | 2023-07-04 | 2023-07-05 | Rep | Asset management | 2023-07-04 | 2023-07-05 | Rep | Dealing in securities | 2023-07-04 | 2023-07-05 | RO | Advising on securities | 2023-07-05 | 2024-12-16 | RO | Asset management | 2023-07-05 | 2024-12-16 | RO | Dealing in securities | 2023-07-05 | 2024-12-16 |
| 6 | Dynasty Alliance Investment Management Limited | Rep | Advising on securities | 2020-02-24 | 2021-04-30 | Rep | Asset management | 2020-02-24 | 2021-04-30 |
| 7 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-10-23 | 2014-05-01 |
| 8 | Gong Ping Securities Limited | Rep | Dealing in securities | 2013-10-23 | 2014-05-01 |
| 9 | Innovest Securities Investment Limited | RO | Dealing in securities | 2018-07-16 | 2021-04-30 |
| 10 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-09 | 2015-08-05 |
| 11 | JIUZE Capital Management Limited | Rep | Advising on securities | 2024-12-19 | 2025-01-07 | Rep | Asset management | 2024-12-19 | 2025-01-07 | RO | Advising on securities | 2025-01-07 | RO | Asset management | 2025-01-07 |
| 12 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-10-08 | 2015-10-29 |
| 13 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-10-08 | 2015-10-29 |
| 14 | M&F Asset Management Limited | RO | Advising on securities | 2021-05-03 | 2023-07-03 | RO | Asset management | 2021-05-03 | 2023-07-03 | RO | Dealing in securities | 2021-05-03 | 2023-07-03 |
| 15 | Open Securities Limited | Rep | Dealing in futures contracts | 2015-11-06 | 2017-03-30 | Rep | Dealing in securities | 2015-11-06 | 2017-03-30 |
| 16 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2014-05-21 | 2015-05-13 | Rep | Dealing in securities | 2014-05-21 | 2015-05-13 | Rep | Leveraged foreign exchange trading | 2014-05-21 | 2015-05-13 |
| 17 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2015-08-13 | 2015-09-01 | Rep | Dealing in futures contracts | 2015-08-13 | 2015-09-01 |
| 18 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-08-13 | 2015-09-01 | Rep | Dealing in securities | 2015-08-13 | 2015-09-01 |
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