Tam, Tsz Fung 譚梓鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axis Capital Management Limited | Rep | Advising on securities | 2019-09-11 | 2019-10-28 | Rep | Asset management | 2019-09-11 | 2021-10-19 | RO | Advising on securities | 2019-10-28 | 2023-03-31 | RO | Asset management | 2021-10-19 | 2023-03-31 |
| 2 | China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2016-06-17 | 2017-05-29 | Rep | Asset management | 2016-08-30 | 2017-05-29 |
| 3 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2017-06-30 | 2018-09-17 |
| 4 | GEO Securities Limited | Rep | Dealing in securities | 2013-09-09 | 2016-06-02 | Rep | Advising on securities | 2019-05-21 | 2019-07-31 | Rep | Asset management | 2019-05-21 | 2019-07-31 | Rep | Dealing in securities | 2019-05-21 | 2019-07-31 |
| 5 | Waton Securities International Limited | RO | Advising on securities | 2024-03-13 | RO | Asset management | 2024-03-13 |
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