Ogiwara, Yasuaki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-05-18 | 2015-07-09 | Rep | Asset management | 2015-05-18 | 2015-07-09 | Rep | Dealing in securities | 2015-05-18 | 2015-07-09 | RO | Advising on securities | 2015-07-09 | 2024-10-01 | RO | Asset management | 2015-07-09 | 2024-10-01 | RO | Dealing in securities | 2015-07-09 | 2024-10-01 |
| 2 | Nomura Asset Management Hong Kong Limited | RO | Advising on securities | 2012-06-05 | 2015-04-15 | RO | Asset management | 2012-06-05 | 2015-04-15 | RO | Dealing in securities | 2013-05-20 | 2015-04-15 |
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