Chen, Xiaoting (SFC:BMR901) 陈晓婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2018-04-10 | 2025-02-21 | Rep | Advising on securities | 2018-04-10 | 2025-02-21 | Rep | Asset management | 2018-04-10 | 2025-02-21 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2025-04-02 | Rep | Asset management | 2025-04-02 | Rep | Dealing in securities | 2025-05-06 |
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