Wan, Katherine Ka Ki 溫嘉祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN CREST PARTNERS (HK) LIMITED | Rep | Asset management | 2013-07-02 | 2013-09-27 | RO | Asset management | 2013-09-27 | 2014-01-31 |
| 2 | Blue Ocean Asset Management Limited | RO | Asset management | 2015-09-09 | 2020-09-30 |
| 3 | China Value Investment Limited (HK) | RO | Asset management | 2008-09-29 | 2011-02-28 |
| 4 | Hua Liang Asset Management Limited | RO | Advising on securities | 2020-11-17 | 2023-08-14 | RO | Asset management | 2020-11-17 | 2023-08-14 |
| 5 | Hua Liang Securities Limited | Rep | Dealing in securities | 2020-11-17 | 2023-08-14 |
| 6 | Protium Capital Limited | Rep | Advising on securities | 2024-03-28 | 2024-05-03 | Rep | Asset management | 2024-03-28 | 2024-05-03 | RO | Advising on securities | 2024-05-03 | RO | Asset management | 2024-05-03 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-11-05 | 2008-03-11 |
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