Ng, Kwai Wa (SFC:APJ320) 吳貴華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2018-08-29 | 2019-04-04 |
| 2 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-02-18 | 2017-06-05 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-13 | 2008-06-30 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2008-05-13 | 2008-06-30 | Rep | Dealing in securities | 2008-05-13 | 2008-06-30 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-11-02 | 2014-04-29 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-11-02 | 2014-04-29 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-04 | 2008-04-12 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-07 | 2008-04-12 | Rep | Dealing in securities | 2007-08-07 | 2008-04-12 |
| 9 | Quam Securities Limited | Rep | Advising on securities | 2014-06-30 | 2015-09-01 | Rep | Dealing in futures contracts | 2014-06-30 | 2015-09-01 | Rep | Dealing in securities | 2014-06-30 | 2015-09-01 | Rep | Asset management | 2015-06-01 | 2015-09-01 |
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